, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds dated 17 December 2015, the SEC Office hereby issues the following regulations: Clause 1 This Notification
consultant type 1 is able to provide consultation on all classes of capital market product having high-risk or complex characteristics ; (b) complex instrument investment consultant type 2 is able to provide
-risk or complex characteristics which could be categorized as follows: (a) complex instrument investment consultant type 1 is able to provide consultation on all classes of capital market product having
Attachment 3: Details of heads of internal audit and compliance units Attachment 4: Details of asset appraisal Part 1 Business Operation 1. Policy and business overview Provide an overview on the background
shall not apply to the following cases: (1) In cases where the credit rating agency approved by the SEC Office has notified the SEC Office in writing of its inability to provide credit rating arrangement
, Section 44 and Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This Notification
the investor; moreover, the Company’s Board of Directors shall provide opinions towards the following matters: 1) The Rational and Necessity to Increase Capital: Ocean Commerce Public Company Limited
of Advance Capital Services Co., Ltd. as a financial advisor listed by the SEC, to be the Company’s Independent Financial Advisor to provide the following opinion: (1) the waiver from the requirement
loan which include: (1) the Tender Offeror must provide evidence that the Tender Offeror has acquired 69.11 percent of the total issued shares of GLOW (both directly and indirectly); (2) the Tender