Translation (Translation) - 1 - Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot
advice service provision requires that the business operators must provide all five services as follows: (1) exploring and understanding customers; (2) constructing an investment portfolio; (3
: (1) 100 million baht for undertaking securities business with the obligation towards clearing and settlement system; (2) 25 million baht for undertaking securities
, the SEC and relevant agencies have jointly drafted single form templates as follows: (1) entry form (e.g., an application form) for gathering fundamental information before an intermediary can provide
year to September 1st to the last business day of each year. This is to provide greater flexibility for business operators and capital market business personnel in applying for an approval renewal
Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board recently resolved to approve additional type of mutual fund selling agents which must: (1) be state enterprise which is non
. They agreed that Mr. Anurak would perform as a market maker to provide liquidity to Bitkub Exchange, and Bitkub would provide financial support to Mr. Anurak for the performance of liquidity providing
. Mikalai Zahorski, managing director. They agreed that LLC Fair Expo would perform as a market maker to provide liquidity to Satang Pro Exchange, and Satang would provide credit line to LLC Fair Expo for the
Zahorski, managing director. They agreed that LLC Fair Expo would perform as a market maker to provide liquidity to Satang Pro Exchange, and Satang would provide credit line to LLC Fair Expo for the