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At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and giving advice or information on foreign currency denominated capital market products through Tha...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10504

SEC public hearing on drafted amendment on regulations to enhance securities companies and derivatives intermediaries’ customer complaints proceeding

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=666

SEC urges JMT shareholders to exercise voting right on waiver of JMT Plus capital share subscription to JMART

competitive edge for JMT Plus.On the contrary, the independent financial advisor views that such waiver of subscription right is inappropriate because the fair price in the range of 10.33 - 13.22 baht per share

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6478

SEC public warning of investment solicitation by company that claims its share offering requires no approval from SEC

Hotline 1207. Summary of regulations on share offering by social enterprises and related information are available at https://www.sec.or.th/TH/Pages/LawandRegulations/SE-Offering.aspx. Summary of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8122

SEC public warning of investment solicitation by company that claims its share offering requires no approval from SEC

on share offering by social enterprises and related information are available at https://www.sec.or.th/TH/Pages/LawandRegulations/SE-Offering.aspx. Summary of regulations on private placement by SMEs

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8121

SEC instructs NUSA to clarify its asset disposition plan and revocation of share swap contract with WEH shareholders

petition with the Southern Bangkok Civil Court, Black Case No. Por 101/2567, dated 18 January 2024. The petition sought the Court’s order to revoke a share swap contract whereby NUSA shareholders would

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10496

SEC Thailand public hearing on proposed amendments to the regulations for newly issued share offering through private placement

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=778

หนังสือชี้ชวนกองทุนรวม - SCBRMMLCA : กองทุนเปิดไทยพาณิชย์ Machine Learning China All Share เพื่อการเลี้ยงชีพ

บริษัท หลักทรัพย์จัดการกองทุนไทยพาณิชย์ จำกัด|กองทุนรวมฟีดเดอร์,กองทุนรวมเพื่อการเลี้ยงชีพ | วันที่เสนอขาย : 24/08/2564 - 30/08/2564

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0310&PYR=2564

SEC public hearing on proposed amendments to the regulations on establishing or relocating office branches of business operators to reduce their burdens and enhance efficiency of investor protection

branch managers, and (4) enhance efficiency of investor protection by requiring business operators to ensure office branches appropriately accessible to investors, and inform clients sufficiently in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9935

SEC public hearing on proposed amendments to debt securities regulations under regulatory guillotine scheme to enhance convenience for issuers, underwriters and investors

The public hearing under the regulatory guillotine scheme welcomes comments from the public and stakeholders regarding review and revision to the debt securities regulations. The proposed amendments would not only improve the efficiency of debt offering supervision but also lighten the loads of debt issuers and maintain appropriate protection for investors. For such proposes, the SEC Office is proposing to review the regulations governing debt securities of all types and related notifications. I...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9108