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share price of ASCON Construction Plc. (ASCON) as well as Pathaipoom Songkroh and Chalalai Saliwattana for aiding and abetting such manipulation, in the total amount of 48,794,056.20 baht; and (2

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3652

Settlement Committee imposes fines on ASCON and KC share price manipulation cases

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3653

SEC urges WAVE shareholders to make careful decision on TSE share acquisition

? meeting will be held on July 8, 2011.WAVE plans to acquire capital increase shares in TSE to maintain its 10 percent shareholding or may increase its holdings up to 35 percent, at a price of B10 per share

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3775

SEC files complaint against FOCUS, IFEC and RCI share manipulation case

shares on April 29, 2008 and RCI shares on May 2, 2008 in such a way that manipulated the prices of those shares, resulting in large trading volumes and change of share price inconsistent with normal

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3436

SEC announces six offenders in ABC share manipulation case consent to civil sanction

Bangkok, 13 June 2018 ? The SEC has announced that the other six offenders in the share manipulation case against Asset Bright Public Company Limited (ABC) have consented to the civil sanction

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7291

SEC imposes civil sanction on 24 offenders for MILL share manipulation

Bangkok, 20 July 2018 ? The SEC has imposed civil sanction on 24 individuals who conspired or rendered assistance to manipulate the share price of Millcon Steel Public Company Limited (MILL). The

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7294

SEC public hearing on drafted amendment on regulations to enhance securities companies and derivatives intermediaries’ customer complaints proceeding

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=666

SEC amends regulations on provision of advisory services for investment in foreign capital market products to enhance efficiency and flexibility

At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and giving advice or information on foreign currency denominated capital market products through Tha...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10504

SEC holds public hearing on regulations in relation to information disclosure and issuer’s auditor, aiming to enhance information for investors

SEC is welcoming public comments on a drafted notifications of the approval for offering of newly issued shares and information disclosure, applying to issuers and listed companies, in accordance with the International Organization of Securities Commissions (IOSCO) standards and FSAP. Reexamining these regulations would help to further credibility of the Thai capital market and to build up confidence for both domestic and foreign investors. For the principle of the revision, the SEC had al...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8240

SEC organizes the Campaign on Campus Initiative to share financial and investment knowledge with Rajamangala University of Technology Krungthep student

The Securities and Exchange Commission (SEC) organized the Campaign on Campus Initiative under the theme, “From One to Million: Start Early to Big Success,” to share financial and investment

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11452