, investor contact will be able to take only the test specific to such product. The test offers 4 sections which are equity instrument, debt instrument, mutual fund and derivatives. Titles of ?Category A
-classification into six enriched sections aims to serve all user groups, including:(1) About us: Overview of the SEC;(2) Market development: Direction and role of the SEC in capital market development including
defendant failed to pay the fine, enforcement shall proceed in accordance with Sections 29 and 30 of the Criminal Code. DAB Act S.94 Criminal Complaint Filed with an Inquiry Official Dated 05/07/2019
falsification and false accounting record in violation of Sections 281/2, 307, 308, 311, 312, and 313 of the Securities Exchange Act B.E. 2535 (1992) (SEA). Wichai was sentenced to serve 20-year imprisonment and
ruling is in relation to a petition claiming that the aforesaid sections of the SEA were unconstitutional. The SEC, as the regulatory body under the SEA, provided an explanation to the Constitutional Court
Securities and Exchange Act B.E. 2535 (1992), which carries penalties under Sections 296 and 296/2 of the same Act. Therefore, the SEC has filed the complaint against Mr. Boon Vanasin to the ECD for further
subject to civil sanctions under Sections 317/4 and 317/5 of the same Act.The Civil Sanctions Committee (CSC) has resolved to impose civil sanctions on Mr. Perajed Suwannapasri, requiring him to pay a civil
Sections 244/5 and 244/6 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), the SEC therefore has filed a complaint against all 18 offenders with the ECD for consideration of further legal actions.In
on {B} and {C}, respectively, for collusively trading TWZ shares with the intention to induce the general public into buying or selling such shares in violation of Sections 243 (2) of the SEA and
meeting. Barring shareholders from attending the meeting and disallowing some shareholders to exercise voting rights at the meeting was non-compliance with Sections 33, 102 and 105 of the Public Limited