power to revoke the approval of such branch office. Clause 16. The derivatives broker wishing to temporarily or permanently close the branch office shall notify the Office and publicly announced its
30 (1) to (2), the SEC Office shall revoke the approval; (2) in case of prohibited characteristics in Group 2 under Clause 30 (3) or (4), the SEC Office shall either suspend or revoke the approval
agencies or their directors or executives fail to give clarification or make correction within the specified period, the SEC Office may revoke the approval under (2); and (2) revoke the approval of the offer
the approved entity or its directors or executives fails to give clarification or make correction within the specified period, the SEC Office may revoke the approval under (2); and (2) revoke the
foreign entity, its directors or executives fails to give a clarification or make correction within the specified period, the SEC Office may revoke the approval under (2); and (2) revoke the approval for
11 In the case where a fact appears in the following circumstances, the SEC Office may suspend or revoke the approval of any foreign auditor under Clause 6(1) as deemed appropriate: (1) the foreign
revoke the approval under sub clause (2); (2) revoke the approval for offer for sale of bonds in the portion which has not been offered for sale or subscribed yet. 11 In giving an order under the first
revoke the approval under (2); and (2) revoke the approval of the offer for sale of the portion of debt securities that has not yet been offered for sale or not yet been subscribed for; In giving an order
) suspend or revoke the approval, subject to the provisions under Chapter 3; (3) prescribe a time period or conditions for accepting a subsequent application for approval of such person, provided that such
.. UNOFFICIAL TRANSLATION Codified up to No. 5 As of 23 March 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the Capital Market Supervisory Board relating to the issuance and offering for sale of securi...