issued under Paragraph 1 and Paragraph 2 of Section 35 of the Emergency Decree. Therefore, pursuant to Paragraph 3 of Section 35 of the Emergency Decree, the Minister of Finance has revoked Zipmex’s
According to the findings from the SEC’s investigation, Longroot failed to maintain the qualifications regarding financial position, management structure, and work systems throughout the approval period. Additionally, the company failed to prepare and submit reports on its information technology systems to the SEC within deadline. Therefore, Longroot was deemed to have failed to comply with the regulations as specified by the SEC and was unable to rectify all deficiencies in order to resu...
company’s securities business license, Type C, to be revoked. The SEC Office has important roles of ensuring that securities and derivatives business operators have in place appropriate, reliable, fit and
Bangkok, July 17, 2013 - The SEC revoked approval as well as disclosed inappropriate behavior of {A}, a capital market investment consultant of Kasikorn Securities Plc. Following the report from
Bangkok, May 7, 2014 - The SEC revoked an approval of {A}, an investment consultant of Bualuang Securities Plc. for two years on account of trading derivatives through client's account for his own
insurance company in charge. SEC has considered that Sarunya, whose license as life insurance broker and agent had been revoked by OIC for performing duties dishonestly, was deemed to have a prohibited
Bangkok, 15 February 2017 ? The SEC has revoked the approval of a securities investment consultant, Mr. Niran Rodchaiya, and banned him from functioning as capital market personnel for 10 years on
Bangkok, April 27, 2016 ? The SEC has revoked approval as securities investment consultant of three employees of AIA Co., Ltd., namely (1) Atcmima Pattanapinyokul, (2) Laddawan Preechasiriratna, and
Bangkok, April 11, 2013 - The SEC revoked the approval of investment consultant {A} of Finansia Syrus Securities Plc.Following client complaints, the SEC upon investigation found that {A} had agreed
) หุ้นสามัญ 29/09/2563 3,800,000 Revoked by Reporter 0.59 ซื้อ Link สหโมเสคอุตสาหกรรม จำกัด (มหาชน) บมจ.(UMI) นาง นิภานันท์ ตันตรานนท์ คู่สมรส/ผู้ที่อยู่กินด้วยกันฉันสามีภริยา (นาย วรวัชร ตันตรานนท์) หุ้น