resolution shall be in accordance with the provision specified in the commitment between the unitholders and the management company. Clause 9 The particular on the operation related to the management of the
, and dedication and contributing value of the directors. 1. Retainer Fee Monthly retainer fees offered to Non-Executive Directors (regardless of the meeting frequency) should take the following 3 factors
receivables of securities borrowing; (g) receivables of pledging account; (h) any other asset as stipulated by the Notification of the Office of the Securities and Exchange Commission. (5) “ general liabilities
receivables of securities borrowing; (g) receivables of pledging account; 3 As amended by the Notification of the Securities and Exchange Commission No. Kor Thor. 13/2559 Re: Maintenance of Financial Position
) receivables of pledging account; 3 As amended by the Notification of the Securities and Exchange Commission No. Kor Thor. 13/2559 Re: Maintenance of Financial Position of Licensed Derivative Brokers (No. 4
purchased to order; (f) receivables of margin loan and receivables of securities borrowing; (g) receivables of pledging account; (h) any other asset as stipulated by the Notification of the SEC Office. (4
to order; (f) receivables of margin loan and receivables of securities borrowing; (g) receivables of pledging account; (h) any other asset as stipulated by the Notification of the SEC Office. (4
loan and receivables of securities borrowing; (g) receivables of pledging account; (h) any other asset as stipulated by the Notification of the SEC Office. (4) “general liabilities” means total
the Company under the terms as stated above), the Company requires STEC to provide a security by pledging the Sale Shares in proportion to the remaining purchase price (or equivalent to 20,685,000
pledging and debt repayment capability of customer, shall not apply to the service of derivatives broker for institutional investor. Chapter 2 Organization Structure, Working System, and Operational Control