derivatives trading for customer, Clause 19, Clause 20, Clause 21, Clause 22 and Clause 25 only with respect to the review of pledging and debt repayment capability of customer, shall not apply to the service
investment units; (8) binding effects of the mutual fund, at least containing the following details: (a) a statement that the management company is obligated to comply with the fund scheme, commitment between
and approval To motivate the personnel’s dedication to their work, to enhance the employees’ spirit of ownership in their organisation and to ensure the efficient and sustainable growth of business
dependent on the expertise, commitment and performance of key members of its management team and key employees with specific talent, experience and expertise. Any loss of key employees could have an adverse
commitment to engage in high level of international medical service standard. However, services and administrative expenses including management remuneration totaling Baht 240.37 million showed a 3.62
that demonstrate the SEC’s commitment to promoting capital market businesses’ application of the UNGPs to their corporate policy to create tangible results and continuous monitoring of their progress. In
for promoting good corporate governance as it reflects their commitment to responsible investment management for the best interest of investors. One of the I Code key principles is to monitor invested
is to ensure transparency and commitment to the protection of clients? best interest. The SEC expects the Code to attract cooperation from investment management companies, first of all, in the form of
the requirement for hardcopy submission to SEC. “SEC will continue working on the projects under the regulatory guillotine scheme with commitment and seriousness throughout 2021-2022 to reduce