business operation until 14 January 2019. Regarding clients? assets under custody, the companies are requested to transfer or return the assets according to the clients? order and notify to results of the
investment units are sold exclusively to the Government Pension Fund or Social Security Fund. (2) In the case that the number of unitholders of a retail fund is less than 35 on any business day. 19.1.2 Open
Governance Code Implementation of the CG Code is on an ‘apply or explain’ basis; the board is encouraged to apply each Principle and Sub-Principle by means that are suitable for the company’s business. If
occur that apparently have material impacts on the NAV or the investment unit value, and announce the values within the following business day. (2) Calculate and announce the offering and redemption
, inappropriateness, or deficiencies in performing the duties. FAs may resort to information from a specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a
directors, a least two Thai-national directors (one in these two directors must be an independent director) Trustee's duties A trustee shall have a trustee license and is independent from a trust manager
Trust (REIT) is a fund mobilizing vehicle for business entities to finance the current activity or to develop a new project. A REIT provides investors with an alternative in investment, and benefits from
work process that absolutely prevents duplication or remaking of such documents and requires regular review, 100 percent log record, as well as internal and external audit to certify that the company has
currencies. The BOT views that corporate governance practices are fundamental to the efficiency, transparency and trustworthiness of commercial banks, and conducive to stronger competitiveness, added value