rules for the trading, clearing and settlement of securities must be approved by the SEC Board. In the case where there are adverse effects to the public or the economy, the SEC Board has the powers to
, inappropriateness, or deficiencies in performing the duties. FAs may resort to information from a specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a
rules for the trading, clearing and settlement of securities must be approved by the SEC Board. In the case where there are adverse effects to the public or the economy, the SEC Board has the powers to
conditions will be simple which only require the decision of the shareholders' meeting, without having to clearly state that the shares are allocated to directors, employee) Securities: Shares Convertible
and redemption prices. The SEC's relaxation guidelines are as follows: (1) Calculate the NAV within the following one or two business days (T+1 or T+2) depending on the countries of the investment
) (5) Mrs. Pranee Rodyindee and (6) Ms. Dok-or Chotana The SEC's findings have also revealed that two other investment consultants, namely (7) Ms. Natcha Suttipate and (8) Ms. Nijjawan Iamsaard were
business operators to voice their concerns and give comments and/or suggestions. The materials gathered from this event will be taken into consideration when the SEC lays out further guidelines for
votes of the shareholders who have an interest in this matter. The shareholders are strongly advised to review the information and exercise their right to protect their interest, as well as to request
currencies. The BOT views that corporate governance practices are fundamental to the efficiency, transparency and trustworthiness of commercial banks, and conducive to stronger competitiveness, added value
”. As we all know, economic and financial sector development relies on natural resources and biodiversity. The three largest sectors that are highly dependent on nature generate close to US$8 trillion of