Board No. TorThor/Nor/Khor. 58/2552 Re: Qualifications and Other Prohibited Characteristics of Directors and Executives of Securities Companies (Codified) By virtue of Section 16/6 of the Securities and
directors and executives of securities companies and derivatives business operators in line with CG Code Wednesday 18 May 2022 | No. 75 / 2022 Bangkok, 18 May 2022 – The Securities and Exchange Commission
responsibilities 2 Joint Statement Sustainable Finance Initiatives Aug 21 Jul 22 Krungsri Business Talk Jun 22 APEC Senior Finance Officials’ Meeting (SFOM) COP26 Nov’21 Thailand to reach carbon neutrality by 2050
Capital Market Supervisory Board No. TorChor. 23/2551 Re: Definition of “Executives” under Chapter 3/1 of the Securities and Exchange Act B.E. 2535 (1992) as Amended by the Securities and Exchange Act (No
operating securities business | - |- Registration |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval
Suwanmongkol and executives attended the GEMC Annual Meeting on 20 September 2019. Currently, the GEMC is composed of 80 member countries and chaired by Dr. Obaid Al Zaabi from the Securities and Commodities
executives of the company under Chapter 3/1 of the Securities and Exchange Act B.E. 2535. The proposed rules aim to achieve a better balance between compliance cost for listed firms and benefit of public
facilitate the exchange of experiences among law enforcement personnel involved in the Thai capital market. During the event, SEC executives presented lectures focusing on supervision and law enforcement
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon along with executives, held a joint meeting with the Thai Fintech Association (TFA), led by President
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon along with executives, and the Thai Digital Asset Association, led by President Nares Laopannarai