issues required to be disclosed are as follows: (1) To additionally disclose directors and executives’ compensation policy, method of determining the compensation packages, structures of each
operating securities business | - |- Registration |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval
inspection to the SEC Office and the auditor within thirty days since the date of notification from the auditor in case that the auditor discovers any suspicious circumstance that the director or executives of
within thirty days since the date of notification from the auditor in case that the auditor discovers any suspicious circumstance that the director or executives of B commits an offence which is within the
and the auditor within thirty days since the date of notification from the auditor in case that the auditor discovers any suspicious circumstance that the director or executives of B commits an offence
The Securities and Exchange Commission (SEC), represented by Pol. Lt. Col. Sutthisak Jitpimonmas, Assistant Secretary-General, together with SEC executives, extended the SEC congratulations to the
Suwanmongkol and executives attended the GEMC Annual Meeting on 20 September 2019. Currently, the GEMC is composed of 80 member countries and chaired by Dr. Obaid Al Zaabi from the Securities and Commodities
executives of the company under Chapter 3/1 of the Securities and Exchange Act B.E. 2535. The proposed rules aim to achieve a better balance between compliance cost for listed firms and benefit of public
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a joint meeting with the Custodian Club, led by President Utumporn
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon along with executives, held a joint meeting with the Thai Fintech Association (TFA), led by President