. Derivatives broker shall arrange to have an acceptable and reliable compliance unit. Such unit shall independently operate to monitor the operation of derivatives broker. Clause 7. Derivatives broker shall
objectives. Furthermore, our AIMC members join the group efforts to monitor and inspect listed companies that may fail to comply with the ESG criteria, guided by the AIMC ESG Policy and Collective Action
clearly define the roles and responsibilities of management and monitor management’s proper performance of its duties. * The board should demonstrate a thorough understanding of the division of board and
(United States) meetings more easily and promote the exercise of voting rights to control , monitor and participate in the decision making on important matters. UPDATE: At present, the Emergency Decree on
capital, at Baht 10.50 per share totaling 42,000,000 Baht. (Forty-two million baht), the details are as follows; 1. Date, Month, Year to enter into the transaction On date 9th May 2018. 2. Connected parties
. Save and Close × Home > News/Market Data > SEC News > News Detail × SEC News SHARE : SEC Thailand invites private sectors to join SEC Thailand Public Conference under
SHARE : SEC reveals guidelines to regulate digital assets Friday 8 June 2018 | No. 60 / 2018 Bangkok, 8 June 2018 - On June 7 2018, SEC Board has approved the regulatory framework of initial coin offering
SHARE : ASEAN Capital Markets Forum Set Key Priorities for Its Next Five Years Action Plan Tuesday 15 December 2020 | No. 232 / 2020 The 33rd ASEAN Capital Markets Forum (ACMF) Chairs’ Meeting virtually
investors? awareness in helping monitor our capital market and facilitate legal actions against any persons taking advantages of others. Key criteria of the regulations include methods for giving information
monitor investee companies responsibly for clients? best interest. Declaration of voluntary compliance with the I Code is expected for launch in 2017 and the disclosure of information based on the I Code