. Derivatives broker shall arrange to have an acceptable and reliable compliance unit. Such unit shall independently operate to monitor the operation of derivatives broker. Clause 7. Derivatives broker shall
capital, at Baht 10.50 per share totaling 42,000,000 Baht. (Forty-two million baht), the details are as follows; 1. Date, Month, Year to enter into the transaction On date 9th May 2018. 2. Connected parties
audit reports to be more appropriate for the risk level of small business operators and low-risk operators, with measures that allow the SEC to monitor the business operators’ risks in the event of
strictly monitor and supervise their investment consultants to follow such requirements, the SEC may consider that they have inefficient compliance systems and may pursue further actions.?The trading volume
trust auditors will help investors monitor movements of trust unitholding and understand the overall status of insiders’ interests. SEC therefore requires directors and executive of trust managers and
website so that investors will be able to access information and monitor the operation of the business operators before making a decision to use their services. _________________
website so that investors will be able to access information and monitor the operation of the business operators before making a decision to use their services
of US financial institutions has not directly affected Thai business. Meanwhile, the SEC and relevant authorities have been working closely together to monitor the situation and potential impacts on