investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous
independent directors at least one fourth of all directors, providing that the independent directors are subject to the specified qualifications and prohibited characteristics. In this juncture, certain waivers
/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013; (2
Navigating Associated Risks from Key Stakeholders," along with workshops on "Generative AI Governance" and "Studies of Cybercrime Next Door." Additionally, there were booths providing insights into
in the Departmental Level State Agency Category. The SEC is committed to leveraging digital technology to continuously enhance services and operational efficiency under the principle of providing
AOP role in providing relevant knowledge to PVD fund committees and members through training courses and various activities designed to raise the awareness of their rights, roles and responsibilities
asset broker, has not been providing policies, measures, and guidance http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 1/2023 Dated 24/04/2023 Zipmex Company Limited Zipmex
exchange and a digital asset broker, has not been providing policies, measures, and guidance http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 1/2023 Dated 24/04/2023 Zipmex
to sell Energy Earth Public Compay Limited ("EARTH") shares and EARTH-W4 while knew or prosessed EARTH's inside information, by providing securities trading accounts of individuals