units or departments providing services under regulatory sandbox: (1) securities brokerage business; (2) securities dealing business; (3) investment advisory service business; (4) securities underwriting

shall be exempted from being regarded as derivatives business in the following categories during the period of such regulatory sandbox , but only within the units or departments providing services under

be exempted from being regarded as derivatives business in the following categories during the period of such regulatory sandbox, but only within the units or departments providing services under

be exempted from being regarded as derivatives business in the following categories during the period of such regulatory sandbox, but only within the units or departments providing services under

02 654 3344 โทรสาร 02 654 3323 ทะเบยีนเลขที ่0107554000232 No.: PACE-L 36/2018 Date: 21 December 2018 Subject: Disclosure on Connected Transaction Regarding Providing Financial Assistance Attention

Intermediary   06/09/2013 01/04/2014 2. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to

. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and

Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries (Codefied)   06/09/2013 01/04/2014 Notification of Capital Market Supervisory Board  TorThor. 35/2556

/2013 01/04/2014 2. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of

   06/09/2013 01/04/2014 2. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to