by concealing important information that might adverse affect the client's benefits. Following the report of UOB Kay Hian Securities (Thailand) Plc. and a client complaint, the SEC probed into {A} case
law and standards. Guidelines 1.3.1 In assessing whether directors and executives have performed their fiduciary duties with the required responsibility, due care and loyalty, reference should
Activity report 2017En CAPITAL MARKET FOR ALL INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 Executive Summary Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Framework and Focuses in 2018 Root Cause Analysis Summary of Audit Inspection Results A. Firm Level B. Engagement Level Essential Statistics 49 4412 46 0402 07 Contents Executive Summary The capital market is a fundamental component in driving Thai...
loyalty; (2) performing duties with responsibility and deliberation as a professional and treating each investor with fairness, carefulness and circumspection by taking into account the interest of
หิน้าที่ด้วยความรับผดิชอบ ระมัดระวัง (duty of care) 2 และซื่อสัตย์สุจริตต่อองค์กร (duty of loyalty) 2 ตามความในมาตรา 89/8 พระราชบัญญัติหลักทรัพย์และตลาดหลกัทรัพย์ พ.ศ. 2535 (“พ.ร.บ.หลักทรัพย์ฯ”) ซึ่งเป็น
100 #" ก $ ก_!( $Y# - ก" ก " #$"% &[\[f""ก"R(ก"J '\$Y[#2 \Rกก" ก _1$ ก " #$"% & (Loyalty Fee !"\ Rebate) "] R(ก"R%(_ก" !R_ (ก #ก$Y "'KJก - ^ J"([f""! 3 $ !J\II 2#Y1( www.scbam.com ก /1/ ก กL8= [f
should establish a guideline to ensure that the director candidates are able to perform fiduciary duties owed to the company, including the duty of care and the duty of loyalty. 3.2 In addition to a
236 Personnel in the capital market business shall perform duties in accordance with the following regulations: (1) performing duties or providing services with loyalty; (2) performing duties with
-19 outbreak in many counties has not been resolved. Such current situation may have a negative impact on Thai listed companies that have core business in COVID-19 affected countries, or it might
BCP’s loyalty card, “Bangchak Green Miles” that allows members to collect points from purchase of any product. Developments were also made to the member card system in the form of a Digitized Loyalty