และความรับผิดชอบของกรรมการและผู้บริหาร หน้าที่กรรมการ/ผู้บริหาร (fiduciary duty) ตามมาตรา 89/7 พ.ร.บ. หลักทรัพย์ รับผิดชอบ ระมัดระวัง (Duty of Care) ซื่อสัตย์สุจริต (Duty of Loyalty) ปฏิบัติตามกฎหมาย
company who fails to perform his duties with responsibility, due care and loyalty.) Section 305 (Person who damages, destroys, conceals, any property or document which the competent officer has seized
relationships that might lead to a lack of independence. Example 5 : There were no policies requiring non-audit staff, such as consultants, external experts, outsource auditors and trainees to confirm their
) There might not be enough necessary information disclosed for investors.(3) The product above may lack of liquidity for trading with cash or other products Currently, there is no approved digital
) There might not be enough necessary information disclosed for investors.(3) The product above may lack of liquidity for trading with cash or other products Currently, there is no approved digital
access to the information regarding changes of the outsourced companies which might affect the business, or the provisions stipulating that the business providers must have necessary resources and
services that may involve with electronic units named "DB coin" or "DB token", blockchain systems and other businesses.Those actions might be considered as persuading and issuing newly issued securities
? anti-corruption leadership as they might start from setting up preventive measures and make progress to obtain Collective Action Coalition (CAC) certifications by 2015. If all financial intermediaries
ทางก าหนด เป็นต้น - ในกรณีท่ีกองทุนรวมต่างประเทศคืนเงินค่าธรรมเนียมการจัดการบางส่วนเพื่อเป็นค่าตอบแทนเน่ืองจากการท่ีกองทนุน าเงินไปลงทุนในกองทุน รวมต่างประเทศนัน้ (Loyalty Fee หรือ Rebate) บริษัทจดัการ
responsibility, due care and loyalty including breaching or failing to comply with the laws, objectives or articles of association, and the resolutions of the board of directors or the resolutions of the