Securities Business B.E.2551 (2008), the Securities and Exchange Commission hereby issues the following regulation: Clause 1. Financial institutions established under a specific law shall apply for the
established under the law of Home Regulator’s jurisdiction ( issued by Home Regulator ) [ ] 3. Documents on establishment of foreign ETF: (a) Memorandum of Association and the Articles of Association, or the
established under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Documents on establishment of foreign ETF: (a) Memorandum of Association and the Articles of Association, or the
accounts, we have issued measures for addressing different types of mule accounts within an expedited timeframe. Additionally, guidelines were established for data sharing and coordination among digital
entities whereby additional criteria other than the oversight of general debt securities have been established. The is to implement more stringent procedures for screening the quality of debt securities
through KAL’s ordinary shares. It was initially treated as a business combination. However, the group of entities under KAL was established with the purpose for merging with another business (Special
. the IOSCO, established in 1983, is the international body that brings together global securities regulators and is recognized as the global standard setter for the securities sector. The SEC has been
the SEC team are scheduled to make a field visit and have a meeting with the management team of Luxembourg Green Exchange (LGX) regarding the information platform established by Luxembourg Stock
regulatory mapping exercises whereby a common ground has been established on 3 January 2020 regarding mutual recognition of funds. At the preliminary stage, both parties agreed on cross-border offerings of