derivatives agents. The proposed rules aim at enhancing service quality and keeping up with advanced IT systems such as use of cloud computing service, IT human resource security, encryption and incident
Electronic Transactions Development Agency (ETDA). More than 160 delegates from 53 organizations or 77 percent of the total number of the regulated entities participated in the drill during 17-19 October 2017
The conference takes place at the SEC Office Building from 18-20 September 2019 with delegates of regulatory agencies from 11 Asia Pacific jurisdictions, namely Cambodia, New Zealand, Malaysia
The ACMF Deputies’ Meeting was presided over by SEC Deputy Secretary-General Sirivipa Supantanet, and attended by delegates from ASEAN capital market regulators, the Asian Development Bank and the
Annual Report 2007 Securities and Exchange Commission, Thailand ANNUAL REPORT 2007 Corporate social responsibility is the continuing commitment by business to behave ethically and contribute to economic development while improving the quality of life of the workforce and their families as well as of the local community and society at large. (WBCSD Stakeholder Dialogue on CSR, The Netherlands, Sept 6-8, 1998) C o n t e n t s Corporate Review Capital Market Review Action Plan and Events Achievemen...
groups more efficiently, and procedures for clearer communication between selling agents and investors. The relevant regulations cover four key areas, namely: (1) the organizational structure, the roles
147) |- Others (Securities Business) |- Separation of Securities and Finance Businesses & Merger (section 90) |- Representatives Office of foreign securities companies (section 93) |- Holidays
|- Related Circular Letter Others (Securities Business) |- Separation of Securities and Finance Businesses & Merger (section 90) |- Representatives Office of foreign securities companies (section 93
representatives (Section 18) |- Auditors | - |- Approval (Section 30) |- Accounting and Financial Statements (Section 27, 28) |- Reporting Requirements |- Anti-money Laundering |- Arbitration |- Appeal |- Others
to arrest the juristic person representatives failed and the statute of limitations ran out. SEC Act S.56(2)(3)(4) and 199 Criminal Complaint Filed with an Inquiry Official Dated 10/06/2016