to arrest the juristic person representatives failed and the statute of limitations ran out. SEC Act S.56(2)(3)(4) and 199 Criminal Complaint Filed with an Inquiry Official Dated 27/06/2017
statements for Q2/2017 to the SEC and the SET within specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of
Representative in Thailand, and Ms. Géraldine Ansart, Chief of Mission in Thailand, IOM, presided over the event. Representatives from UNDP and IOM provided lectures and presented various tools for practical
SEC Secretary-General Ruenvadee Suwanmongkol and SEC delegates will share Thailand’s sustainable finance roadmap amid the context of Asian peers during SEC participation in the “Central Bank and
วัย เป็นต้น (3) กำหนดให้ผู้ประกอบธุรกิจนายหน้า ค้า หรือจัดจำหน่ายหน่วยลงทุน (selling agents) มีหน้าที่ปฏิบัติให้เป็นไปตามหลักเกณฑ์การส่งเสริมการขายตามประกาศ AIMC โดยบริษัทหลักทรัพย์จัดการกองทุนรวม
the types of escrow agents permissible for crowdfunding portals; and 4) To allow non-retail investors and crowdfunding portals to form a mutual agreement on selection of escrow agent. The consultation
the types of escrow agents permissible for crowdfunding portals; and ?4) To allow non-retail investors and crowdfunding portals to form a mutual agreement on selection of escrow agent.? The consultation
requirements will be revised to be more practical. The proposed compilation of rules covers general rules on customer contact and service, guidelines for derivatives agents and securities brokers in listed
SHARE : SEC supports roles of Thailand Post and modern trade as paying agents for mutual funds Friday 9 May 2014 | No. 66 / 2014 Bangkok, May 9, 2014 ? The SEC supports Thailand Post, Counter Service at 7
mutual fund selling agents ● Proposed to grant new mutual fund management license to increase a greater number of professionals ● Proposed to amend the Provident Fund Act for provident funds to invest