1,366,085.00 Baht The SEC has banned Mr. Thanasit from holding the position of director or executive at any issuing or listed companies for 1 year. SEC Act (before the fifth amendment) Section 241
The SEC has banned Mr. Chitchai from holding the position of director or executive at any issuing or listed companies for 1 year. SEC Act (before the fifth amendment) Section 241 Civil
Penalty Committee as follows : - a civil monetary penalty of 1,635,871.25 Baht The SEC has banned Mr. Surachai from holding the position of director or executive at
Penalty Committee as follows : - a civil monetary penalty of 500,000.00 Baht The SEC has banned Mr. Somsak from holding the position of director or executive at any
performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may be, as
Investment Advice dated January 18, 2012 which was prohibited characteristics of personnel in the capital market business under Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor
Operator to Perform Duties of Analyzing Investment and Giving Investment Advice dated 18 January 2012, which is deemed a prohibited characteristic of capital market business personnel under Clause 6(1) of
use of a client’s assets, fiat money and digital assets for the benefit of another client or any other persons shall be prohibited and clients’ assets shall be reconciled every business day to ensure
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited