the benefit received from committing the offense in an amount of 11,178,444.00 Baht - a civil monetary penalty of 13,973,055.00 Baht The SEC has banned Mrs
500,000.00 Baht The SEC has banned Mr. Amit Prakash from holding the position of director or executive at any issuing or listed companies for 1 year from May 17, 2019. SEC Act (before the fifth
offense in an amount of 350,900.00 Baht - a civil monetary penalty of 1,000,000.00 Baht The SEC has banned Mr. Choedchu from holding the position of director or
the benefit received from committing the offense in an amount of 1,853,425.00 Baht - a civil monetary penalty of 2,316,781.25 Baht The SEC has banned Mr. Sarath
are not barred by prescription or limited by time to gather evidence as specified by law. Matters beyond the SEC responsibility 1. Matters under supervision of other laws, for instance, Ponzi scheme
the Capital Market Business Clause 4 Personnel in the capital market business performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited
business performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may
shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may be, as prescribed in this Notification: (1) managing, determining
therefore prohibited her from re-entering as capital market business personnel for a period of 10 years, effective from 15 July 2020. In addition, SEC has found that this misconduct had been partially
investment consultant. However, the approval as securities investment consultant for Nattapong has already expired since 31 December 2018. SEC has therefore prohibited him from re-entering as capital market