statements for the year 2020 and (2) the annual report for the year 2020 (Form 56-2, 2020) to the SEC within the specified period. The public prosecutor issued a prosecution order against the alleged offender
report for the year 2019 (Form 56-2, 2019) to the SEC within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged
against the alleged offender; however, attempt to arrest the alleged offender failed and the statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 17/03
prosecution order against the alleged offender; however, attempt to arrest the alleged offender failed and the statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official
alleged offender; however, attempt to arrest the alleged offender failed and the statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 11/11/2022
order; however, the alleged offender has evaded the arrest and has been pursued for case proceedings. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 09/03/2004
; however, attempt to arrest the alleged offender failed. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 05/04/2005
Mr. Suwat Eiewaksorn Mr. Suwat Eiewaksorn conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a
Glory Prosperity (Thailand) Co., Ltd. Glory Prosperity (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted