-month period ended June 30, 2016 to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the

within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged offender failed and the statute of limitations ran out

for the year 2019 (Form 56-2, 2019) to the SEC within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged offender

, 2019) to the SEC within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged offender failed and the statute of

. CJB Asia Co., Ltd., and Desktop Marketing Co.,Ltd. violated Section 301. The public prosecutor issued a prosecution order; however, the alleged offender has evaded the arrest and has been pursued for

Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such

Mr. Wasan Kiewkao Mr. Wasan Kiewkao conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives

using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act

Mr.Phanit Mr.Phanit (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

Mr.Thanapol Mr.Thanapol (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses