company must consider possible impacts on the unitholders. (3) A resolution of the unitholders, pursuant to rules specified in the scheme and the commitment, is obtained. (4) In requesting a resolution
Mutual Fund > Fees Regulations SHARE : Detail Content Management of Mutual Fund 18. Fees Fees and expenses must be clearly specified in the scheme and prospectus. The total amount of all items combined
from a closed-end fund to an open-end fund is originally specified in the scheme prior to the first offering of the investment units, or a resolution of approval is obtained from the unitholders with
(ETFs) An ETF shall comply with the following rules: Being an open-end mutual fund; The scheme shall specify a procedure for the offering and redemption of the investment units for high net
business sector. Therefore, the Regulatory Guillotine is an important scheme under SEC strategic plan (2020-2022). SEC will lessen its processes, procedures and document required for submission toward SEC
information of Montri Fund scheme and fund prospectus, the SEC probed into the case and found that he inaccurately specified the age of a building purchased by Montri Fund which was, in fact, many years older
appoints a new guarantor by obtain special resolution of the unitholders ; (1.2) The mutual fund management company reserved the rights in the scheme to dissolve the guaranteed fund or to withdraw the
units with the mutual fund management company and the rules and procedures must be clearly specified in the scheme. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of