scheme. 4.3 In the case of a mutual fund that will be terminated within 15 months from the registration date; or the preparation of the financial statements for the final accounting year ( a period of
SEC Assistant Secretary-General Praoporn Senanarong said: “The debt crowdfunding* scheme is part of the SEC’s regulatory efforts to support the governmental policy on promoting greater access to
Collective Investment Scheme) ได้เพิ่มเติม ทั้งนี้ เพื่อให้เกิดการแข่งขันในกลุ่มผู้ให้บริการ และเพิ่มความหลากหลายให้กับสินค้าในตลาดทุน ซึ่งจะมีผลใช้บังคับในเดือนพฤศจิกายนนี้
services as permitted under their licenses. In addition, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities. The consultation paper is available on www.sec.or.th
incorrect pricing 8. Sale and repurchase of investment units 9. Preparation of mutual fund reports 10. Scheme amendment 11. Increases in registered capital and scheme capital 12. Classification of
incorrect pricing 8. Sale and repurchase of investment units 9. Preparation of mutual fund reports 10. Scheme amendment 11. Increases in registered capital and scheme capital 12. Classification of
the investment units are offered. This information must be clearly specified in the scheme. 4.3 In the case of a mutual fund that will be terminated within 15 months from the registration date; or the
the fund establishment. (2) The calculation for the number of investment units (2.1) Fix the investment unit value and price as specified in the scheme; (2.2) Calculate the NAV and investment unit
inconsistency with normal market condition. The scheme was aided or abetted by Mr. Prayuth Lertpinyopap, Miss Karuna Kaewmanee, and five other persons who agreed to enter the settlement. The accused escaped
volumes, causing inconsistency with normal market condition. The scheme was aided or abetted by Miss Karuna Kaewmanee, and five other persons who agreed to enter the settlement. The accused escaped. SEC