/2021 Dated 21/12/2021 Bitkub Online Company Limited Between January 2-21, 2021, Bitkub Online Company Limited ("Bitkub"), a digital asset exchange, provided inappropriate and insufficient systems
ensure proper discretion;(2) Human resources (HR): Deficiencies were persisted in some audit firms concerning inappropriate human resources allocation and inappropriate performance evaluation criteria
inappropriate trading orders, in violation of Clauses 20(1) and 20(5) of the Notification No. TorLorThor. 3/2555; classified as prohibited characteristics of personnel in capital market according to Clause 6(1
orders of TRAF share in an inappropriate manner. The SEC, therefore, suspended Sirisak from his investor contact status for three months. (6) {F}, an investor contact of KTB Securities Co., Ltd., took
developing and enhancing oversight of listed companies and strategies for preventing and suppressing inappropriate behaviors within listed companies to ensure that they would be able to raise fund from
compliance with relevant regulations such as the compulsory reporting on acquisition and disposition of securities, or for concealing shareholding information, which could lead to inappropriate behaviors in
. Effective from 1 April 2024, the amendment* aims to prevent Thai investors from misusing NVDR as a tool to evade regulatory compliance, which could lead to inappropriate behaviors, and to encourage Thai
clarity and more confidence that securities firms will adhere to international standard guidelines and effectively prevent inappropriate actions. ________________________
determination of cornerstone investor as institutional investor would help to prevent share allocation to investors whose inappropriate trading behaviors may affect public confidence in the capital market