Securities PLC, {D} of KTB Securities (Thailand) Co., Ltd., {E} of Globlex Securities Co., Ltd., and {F} of Classic Gold Futures Co., Ltd., effective from September 29, 2012, and disclosing {G}'s inappropriate
client is aggressively concerned with maintaining the firm’s fees as low as possible. - Indications of an inappropriate limitation in https://www.sec.or.th/TH/Documents/Auditor/QAQR-04.xlsx securities
practice. The PRI https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9695 SEC advises MACO shareholders to exercise voting right on the acquisition of Hello LED, which is viewed inappropriate by
inappropriate short selling and long selling transactions. The consultation paper is available at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1018 and the legal hub at https://law.go.th/listeningDetail
well as the exercise price aforementioned are inappropriate as they are lower than the fair value of SABUY shares. IFA estimates the prices by the adjusted book value at 1.38 baht per share
the specified level compared to the total number of outstanding shares. Additionally, the brokerage firm should monitor customer trading behavior to prevent inappropriate trading activities; (4) To
-1.53 baht per share as appraised by the IFA. Besides, the proposed investments in PFA and HPS are considered inappropriate and involve high risks, since the offer price of 565 million baht for PFA is
) (“the Emergency Decree”), has a financial condition that may cause damage to clients and a management structure and personnel that are deemed inappropriate and insufficient for efficient and responsible
inappropriate corporate governance practice despite having received SET ESG ratings, as required, the asset management company must exercise its fiduciary duty and not consider such company as eligible asset for
transaction was unreasonable and inappropriate. For example, the interest rate of 2% per annum is relatively low compared with an investment with lower risks, and the interest rate is also lower than other