independent directors at least one fourth of all directors, providing that the independent directors are subject to the specified qualifications and prohibited characteristics. In this juncture, certain waivers
-standard characteristics) ให้บริษัทคำนวณและรายงานมูลค่า สินทรัพย์ สภาพคล่อง และค่าความเสี่ยงของสถานะเงินลงทุนดังกล่าวโดยยึดหลัก building-block https://www.sec.or.th/TH/Documents/Intermediaries/FAQ
-standard characteristics) ให้บริษัทคำนวณและรายงานมูลค่า สินทรัพย์ สภาพคล่อง และค่าความเสี่ยงของสถานะเงินลงทุนดังกล่าวโดยยึดหลัก building-block https://www.sec.or.th/TH/Documents/Intermediaries/FAQ
director or executive’s full name] Part 2: Characteristics Indicating Untrustworthiness 1. Being a person having any of the following characteristics: (1) I am an insolvent person, an incompetent or a quasi
reference. Notification of the Securities and Exchange Commission No. Kor Yor. 51/2547 Re: Determining Proportion of Directors of Derivatives Exchange and Prohibited Characteristics of Directors of
Investment Advice dated January 18, 2012 which was prohibited characteristics of personnel in the capital market business under Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor
Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012 which was prohibited characteristics of personnel in the capital market business under Clause 6(1) of
Investment and Giving Investment Advice dated January 18, 2012 which was prohibited characteristics of personnel in the capital market business under Clause 6(1) of the Notification of Capital Market
who is able to provide consultation to investors on capital market products not having complex characteristics as well as the product having high-risk or complex characteristics.
Bangkok, 6 October 2016 ? The SEC has banned eight directors and executives of Nation Multimedia Group Public Company Limited (NMG) for having improper characteristics as specified in the SEC