undertaking derivatives business shall have the qualification and shall not have prohibited characteristics under Section 24 of the Derivatives Act B.E. 2546 (2003) and the Notification of the Capital Market
undertaking derivatives business shall have the qualification and shall not have prohibited characteristics under Section 24 of the Derivatives Act B.E. 2546 (2003) and the Notification of the Capital Market
characteristics, or obtain an approval [from the SEC Office], as the case may be, as prescribed in this Notification: (1) managing, determining, controlling and supervising business policy of an intermediary ; (2
Board TorThor/Nor/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 4. Notification of Capital Market Supervisory Board TorThor/Nor/Khor. 58/2552
Board TorThor/Nor/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 4. Notification of Capital Market Supervisory Board TorThor/Nor/Khor. 58/2552
Board TorThor/Nor/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 4. Notification of Capital Market Supervisory Board TorThor/Nor/Khor. 58/2552
dated January 18, 2012 which was the 3rd category prohibited characteristics of personnel in the capital market business under Clause 6(1) of the Notification of Capital Market Supervisory Board
Sanction Committee, they have become persons having untrustworthy characteristics for holding the position of company director and executive pursuant to the Notification of the Securities and Exchange
has the SME characteristics, as defined in the Ministerial Regulation concerning the Determination of Characteristics of Small and Medium-Sized Enterprise B.E. 2562 (2019), and registers in the
SME characteristics, as defined in the Ministerial Regulation concerning the Determination of Characteristics of Small and Medium-Sized Enterprise B.E. 2562 (2019), and registers in the Capital Market