relation to the customer complaint, specifying solvable and unsolvable complaints by category and filing the report to the Office, on a quarter basis, within fifteen days from the end of a quarter. (5
ordinary shares of Forth Smart Service Public Company Limited ("FSMART”) by specifying the maximum amount that can be used to purchase the shares not over Baht 210,000,000, the number of shares to be
purchase of ordinary shares of Forth Smart Service Public Company Limited ("FSMART”) by specifying the maximum amount that can be used to purchase the shares not over Baht 210,000,000, the number of shares
specifying securities, amount and price. The clients accepted his trading decision without asking for any information on market condition or relevant securities. In Kacha case, the SEC found that he did not
in accordance with the resolution of the company’s board of directors: a. the day on which the board of directors passes a resolution specifying the offer price; b. the first offering
, and specifying the fair value of SP shares without referring to the prices specified by the Association of Investment Management Companies. His demeanors above were liable to be prohibited
check payable to AJD at the amount of 145 million baht, specifying Winsound (Thailand) as the payee, claiming that the payment was a deposit for the purchase order for set top boxes from a company in
basis; (e) having a clear exit strategy in case of leaving the regulatory sandbox upon or before expiration. (3) specifying a specific scope of services to alleviate material impacts or damage on
a clear exit strategy in case of leaving the regulatory sandbox upon or before expiration. (3) specifying a specific scope of services to alleviate material impacts or damage on investors or the
a clear exit strategy in case of leaving the regulatory sandbox upon or before expiration. (3) specifying a specific scope of services to alleviate material impacts or damage on investors or the