the upcoming competition after the liberalization of securities business license, the securities company shall use their judgement in specifying the appropriated office hours. So it’s deemed necessary
connected transaction, specifying the reasonableness and the highest benefit to the Company comparing with a decision to enter into a transaction with an independent third party as well as associated risk
be in form as specified by the SEC. Clause 6 In issuance of securities business license in the category of inter - dealer brokerage, there shall be a condition specifying that the licensee shall
be in form as specified by the SEC. Clause 6 In issuance of securities business license in the category of inter - dealer brokerage, there shall be a condition specifying that the licensee shall
depositary center complies with Notification relating to undertaking securities borrowing and lending business applicable to undertaking of securities business in such category. 1 For the purpose of specifying
Asset Business Law, specifying additional conditions to protect the clients’ interests whereby Zipmex business suspension must continue throughout the time when the company is in operation, and the
in writing and shall have the following provisions: (1) stipulating rights and duties of a management company and the representative that are not contrary to or in contravention of the law on
representative ___________________ Clause 11 The agreement for appointing a representative shall be made in writing and shall have the following provisions: (1) stipulating rights and duties of a management
representative ___________________ Clause 11 The agreement for appointing a representative shall be made in writing and shall have the following provisions: (1) stipulating rights and duties of a management
in writing and shall have the following provisions: (1) stipulating rights and duties of a management company and the representative that are not contrary to or in contravention of the law on