, private sector representatives, practitioners and academics from the region and international institutions. In his opening remarks, Mr Prashant Saran, whole time member of SEBI, stressed the importance of
various price ranges and driving the price of DPAINT stock upward. These actions resulted in DPAINT stock opening at 22.50 baht per share – the highest price of the day – representing a 200 percent
? accounts and (2) collateral for opening the account in item 1 for the purpose of trading the securities he had acquired wrongfully; 3. Deceiving the receivers of the transferred money into believing that
provided in the account opening process of new clients. In this regard, the information provided must be accurate, complete, up-to-date, and clearly separated from other information. In case of significant
retail players. Besides, from investigating into their bank accounts, information on opening brokers? accounts coupled with authorization of trading execution, no connection between those players was found
In her opening remarks at the online seminar on 25 November 2020, Ruenvadee Suwanmongkol, Secretary-General of SEC, stated: “The aims of the online seminar are (1) to help listed companies gain a
’ acknowledgment or consent. _________________________Notes:* At-The-Open order (ATO) is an order to buy or sell securities at the session’s opening price. Trading orders of this kind are sent during pre-open
the group of persons above in opening trading accounts for investors to make derivatives investments. They executed trading orders in investors’ accounts, told investors to send trading orders
opening application form and supplementary documents out of the office. The SEC is of the opinion that taking out company assets without authorization and clients? trading information which is considered
for not less than three years and must not appoint any sub-selling agents;2.2 The selling agent can only perform the functions of (1) accepting account opening applications, (2) giving clients