the group of persons above in opening trading accounts for investors to make derivatives investments. They executed trading orders in investors’ accounts, told investors to send trading orders

opening application form and supplementary documents out of the office. The SEC is of the opinion that taking out company assets without authorization and clients? trading information which is considered

for not less than three years and must not appoint any sub-selling agents;2.2 The selling agent can only perform the functions of (1) accepting account opening applications, (2) giving clients

? accounts and (2) collateral for opening the account in item 1 for the purpose of trading the securities he had acquired wrongfully; 3. Deceiving the receivers of the transferred money into believing that

provided in the account opening process of new clients. In this regard, the information provided must be accurate, complete, up-to-date, and clearly separated from other information. In case of significant

retail players. Besides, from investigating into their bank accounts, information on opening brokers? accounts coupled with authorization of trading execution, no connection between those players was found

) positive same-store-sales growth during 2017, (2) opening new branches and (3) increased sales of raw material to franchisees. Franchise fees income increased from THB 15.1 Mn in 2016 to THB 56.5 Mn in 2017

. Division 2 Opening of the Derivatives Trading Account and Acting as the Derivatives Broker --------------------------------------- Clause 16. In acting as derivatives broker, derivatives broker shall enter

SEC Office Notification No. Kor Thor 13/2549 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Broker (No. 2) dated 02/05/2006 (Translation) 5 Division 2 Opening of the Derivatives

percent from the same quarter last year (2.8 decrease from the 4th quarter of 2018). This is because there is the entering of the new product, the expansion of Tao Kae Noi Land branches and the opening of