resource allocation by their board of directors and executives that is practical and meets the standards established by an international organization concerning capital market supervision is crucial and
enforcement action taken. 6 Statement of Intent (2017) (4) Ensure effective management, monitoring and evaluation, including risk and budgeting management, internal control, adequate financial resources
and regular monitoring and amending of the policy. 3. The management should determine the guideline for conducting compliance inspection as follows: (1) Communicate with the related personnel to be
personnel of the policies and the practices as well as a procedure for continuous and regular monitoring and amending of the policy. 3. The management should determine the guideline for conducting compliance
organization, by an independent person with required knowledge and skills, such as an internal or external auditor, and submit to the SEC Office once a year a report on said review, monitoring, and examination
นักงานที่เกี่ยวข้องกับการบันทึก จัดเก็บหลักฐานและติดตาม (logging and monitoring) และการบริหารจัดการเหตุการณ์ที่อาจส่งผลกระทบต่อความมั่นคงปลอดภัยของระบบสารสนเทศ (information security incident management
companies If the Company has subsidiaries or associated companies, the following information shall be disclosed: (1) Policy on operational organization within the group of companies; (2) Shareholding diagram
structure of the group of companies If the Company has subsidiaries or associated companies, the following information shall be disclosed: (1) Policy on operational organization within the group of companies
well as significant events after offering for sale of the aforesaid financial instruments, and would prescribe organization of annual meetings in a similar way as required of listed companies. This is to
Secretary-general, the International Organization of Securities Commissions (IOSCO) (ที่ 2 จากขวา) เกี่ยวกับความร่วมมือด้านการพัฒนาและการกำกับดูแลตลาดทุน ที่โรงแรมฮิลตัน ณ เมืองซิดนีย์ ประเทศออสเตรเลีย