implementing measures for ensuring fair and transparent trading in the stock market. Efforts are also underway to improve reporting requirements for executives of listed companies regarding the use of shares as

of Asia, ex-China & Japan, Principles for Responsible Investment (PRI) ร่วมกล่าวเปิดงานสัมมนาออนไลน์ หัวข้อ “Responsible Investment in Practice: Implementing ESG Incorporation in Listed Equity and

Century.” The SEC is implementing the plan to enhance good governance of listed companies by revising regulations to ensure they are in alignment with current problems and will not increase burdens on

.”The SEC is implementing the plan to enhance good governance of listed companies by revising regulations to ensure they are in alignment with current problems and will not increase burdens on the private

been implementing several measures for preparing market participants for the amended rules. More emphasis is on sufficient and reliable disclosure of information by issuing companies and financial

been implementing several measures for preparing market participants for the amended rules. More emphasis is on sufficient and reliable disclosure of information by issuing companies and financial

reflected the SEC?s effort in the past years in implementing more stringent inspection on audit quality assurance system of audit firms. The quality of audit activities of Thai listed companies thus conforms

check the transaction before executing it for the client. Additionally, the evidentiary documentation of such transaction must be kept ready for retrieval upon the SEC’s request for inspection; (2) The

{A} for executing their trading orders.{A} later resigned from Globlex to work for KTB where she made trading orders in the derivatives accounts of several clients who had given her their usernames and

Mr. Yanyong Intarasongkarw Mr. Yanyong Intarasongkarw joined or agreed with other offenders in manipulating 5 securities by separating duties to executing buying or selling orders in a way of