work with them in implementing the proposals on a phased basis, starting with investment consultants, research analysts and individuals who are licensed to carry out fund management activities. The ACMF
long selling transactions; (5) To require that securities companies examine clients’ securities trading orders to verify that the clients fully borrow or own securities before executing the trading
HYDRO to continue operations and improve long-term cash flow. This is contingent on the company executing new projects with careful planning and efficient cost management. Nonetheless, the proposed PP
committing fraud, misappropriating the company's assets and falsifying accounting records by executing concealed transactions through several associated companies abroad to exaggerate the company's operating
Bualuang Securities Plc. and Seamico Securities Plc., respectively, aided and abetted the manipulative trading by executing such trading orders, taking orders from person who was not the account owner, and
the client before executing trading orders as earlier agreed upon. {C}, an investor contact of Kiatnakin Securities Co., Ltd., is suspended for one month for trading securities in a client's account
year 2017 the Company has continuously emphasized on strengthening the brand perception, its reliability and quality of the products of which led the Company in implementing the related sales and
) Implementing Effective Incentives: Effective incentives could encourage both fundraisers and investors to seize better risk-adjusted return from investment, thereby creating the market and stimulating further
latest initiatives we have been implementing since the public announcement of the initiative in May this year. We aim to provide useful knowledge and information to business operators, investors and the
implementing the cross-border equity offering and the issuance of DR, and also covers issuing guidelines to provide guidance for issuers who wish to offer securities, either cross-border equity offering or DR