} frequently failed to record his clients' securities trading orders as the same as {B} case as reported by his employer Phara Securities Plc. Both persons admitted that they took those orders via mobile phone
………………………………………………………………………………………………………………………… Employee. Please specify the name of the employer ………………………………………………………………………………………………………………………..… Please specify the type of the employer: Intermediary Listed company / issuer Auditor / audit firm
employer?s contribution to raise employee?s savings without requiring employer?s additional contribution. At present, the law prescribes that employer shall pay the contribution into the fund at the rate not
Manager The Stock Exchange of Thailand According to the resolution of the meeting of the Board of Directors No.3/2019 of Wattanapat Hospital Trang Public Company Limited (“the Company”) held on 9 May 2019
Bangkok, April 24, 2015 - The SEC imposed sanctions on three investment consultants namely {A}, a securities investment consultant and branch manager, {B}, a capital market investment consultant and
cooperation, benefits or harm, to their employer listed companies. This proposed extensive disclosure complies with the international guidelines for information disclosure. The consultation paper is available
her employer, however, the suspension imposed by the SEC is deemed to have been served.
via internet trading accounts of the clients. In case of {B}, the SEC found that he failed to record a large number of clients' securities trading orders. {B} admitted to his employer that he took those
already been suspended by her employer, however, the suspension imposed by the SEC is deemed to have been served.