rules, conditions, and procedures for appointment and conduct of fund manager; (9) “Training Institute” means training institutes accepted by the Office; (10) “Unit-linked life insurance policy” means an
procedures for appointment and conduct of fund manager; (9) “Training Institute” means training institutes accepted by the Office; (10) “Unit-linked life insurance policy” means an insurance policy issued by
insignificant or a rectification or preventive measures has been adopted, the SEC Office may disregard these facts with respect to such lack of qualifications in support of its consideration. Clause 15 If, during
-time gain on remeasuring on fair value of the Company’s previously held interests of 19.89% in TBSP before business combination of THB 214 m as complied with Thai Generally Accepted Accounting Principles
products Type 2 (IC complex 2**) and specified a period, during which her resubmission for an application for an approval as a capital market business personnel would not be accepted, for nine years and
standards by focusing on the quality assurance of audit firm?s internal procedures. As a result, the quality of supervision on auditor in the capital market has become well-accepted from the EU, World Bank
specifying securities, amount and price. The clients accepted his trading decision without asking for any information on market condition or relevant securities. In Kacha case, the SEC found that he did not
International Standards on Auditing and I will perform audit works in compliance with the standards. 7. I entirely understand Generally Accepted Accounting Principles (GAAP). 8. I entirely understand my
services to the event participants. Mrs. Sittasri Nakasiri (second from left), SEC Assistant Secretary-General – Strategy and Planning, acting as SEC Data Protection Officer (DPO), accepted the Privacy