customer since 2008. On April 24, 2011, {A} sent a letter that she accepted the trading decisions without the client's instructions. In addition, she had been authorized by her client to make securities

indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries.  The acts of {A} and {B

1-22, 2010. She had submitted trading reports via electronic channels and mobile phone to the client who accepted the transactions. Such trading had resulted in a 73,400 baht loss for which {D} paid

suffer loss.Failure to give proper investment advices on generally accepted professional standards, guarantee returns from investment and failure to carry out order of the client were in violation of the

market auditor and determine a six-year period during which her applications for such approval will not be accepted. Since her previous approval had already expired on 4 August 2025, the SEC has set a

Accepted Accounting Principles (Thai GAAP). A) One-time loss on impairment assets on Goodwill of investment in TBSP regarding to Thai Generally Accepted Accounting Principles (Thai GAAP). B) One-time loss on

year because the Company has adopted the TFRS16 Leases for fiscal years beginning on or after 1 January 2020. 6. The income tax expenses increased amount of Baht 1 million as in the same line as net

., Clubhouse, Line, and Facebook, each having a substantial user base. Morakot adopted a normal business approach and received fees or other forms of compensation.His actions above are liable to be an

main themes adopted by the IOSCO.   Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “As one of the SEC’s key missions is to promote financial stability for sustainable well-being of the

corporate governance development in our market." Originally developed by the OECD in 1999, the Principles have become the international benchmark. They have been adopted as one of the Financial Stability