Insurance Company/ Finance Institution Established Under Specific Law Particulars For the SEC Officer □ 1. Supporting documents for consideration under Clause 4 (1) : □ (1) Certificate from the organization
Sale of Newly Issued Depositary Receipts (No. 2) dated 10 July 2015 (effective on 20 July 2015). 4 criteria specified in Division 2 of this Chapter; (3) the depositary agreement contains the particulars
)( other evidentiary documentation as specified in the Licensing Manual for the Public. Clause 5 The application for a license under Clause 3 shall contain at least the following particulars: (1) the
the Public. Clause 5 The application for a license under Clause 3 shall contain at least the following particulars: (1) the submission date; (2) name and location of the applicant; (3) name, work
the following matters: (1) Receipt or delivery of client’s assets; (2) Record of the particulars of client’s assets; (3) Management of client’s assets information. Clause 7. For the custody of client’s
the trustee. The registration of unitholders under the first paragraph shall contain at least the following particulars: (1) general information: (a) names of the REIT manager and the trustee; (b
. Notification of the Office of the Securities and Exchange Commission No. SorRor. 26/2555 Re: Provisions relating to Particulars, Terms and Conditions in a Trust Instrument of Real Estate Investment Trust
the bond issuer’s seal (if any). In this regard, the particulars and material infornation of the terms and conditions of the bonds approved under this Chapter shall comply with the guidelines of the