procedure to ensure that customer is aware of the risks in derivatives trading, by having at least a document containing risk disclosure statement which have minimal particulars and materials in accordance
, at a minimum, a risk disclosure statement, which contains at least the particulars and material information in accordance with the guidelines for risk disclosure statement prescribed by the SEC Office
to ensure that the client is aware of the risk associated with derivatives trading by preparing, at a minimum, a risk disclosure statement, which contains at least the particulars and material
: [ ] Telephone: [ ] Website: [ ] Email: [ ] (UNOFFICIAL TRANSLATION) Factsheet Information as of [day/month/year] 5 Explanation of the particulars of the information to be disclosed in the factsheet of the general
following material particulars: (1) an alleged person’s name; (2) any act that would be considered as violation subject to the administrative sanction together with facts and circumstances pertinent to the
disturbance for recipients, and prescribing the nature of convenient options for recipients to terminate or refuse receipt of such data. When announced, the specifics shall be adopted by KBank as guidelines for
in the particulars or a material activity; (d) having withdrawn an application for an offer for sale of newly issued securities without clarifying a suspicious ground under (b) or (c) to the SEC Office
supplementing the decision to invest, the investor should study in detail before making investment decision; (4) providing knowledgeable and expert personnel to explain the information on mutual fund rating upon