Bangkok, March 3, 2014 - The SEC suspended {A}, a capital market investment consultant of KKTRADE Securities Company Limited, for trading securities on behalf of client.Following a sanction report
client is in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing
Bangkok, February 5, 2014 - The SEC suspended {A}, a capital market investment consultant for trading securities on behalf of client while working for Kasikorn Securities Plc.Following a report from
derivatives trading decisions on behalf of client is in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators
MACO will seek approval from the shareholders’ extraordinary meeting on 14 January 2020, for the following transactions: (1) Acquisition of 50 percent of the total shares of Hello
SEC has a responsibility for the supervision and development of the Thai capital market so as to ensure that it is effective, transparent, and reliable and is accessible by every sector of capital
Secretary-General, (7) Pakorn Peetathawatchai, President of the Stock Exchange of Thailand, (8) Chavinda Hanratanakool, Member of the Board of Director, the Federation of Thai Capital Market Organizations, (9
several organizations; for example, the Fiscal Policy Office (FPO), the Stock Exchange of Thailand (SET), the Association of Thai Securities Companies (ASCO), the Association of Investment Management
In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for