SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of REITs or
become a part of the SEC Team supporting the strategic development of the Thai capital market. Special consideration will be given to applicants planning to pursue studies in Data Analytics, Financial
of year 2016 is shown in table 1 below. Table 1 provides an overview of performance. Unit : Million Baht For the three-months ended 30 June Items Increased (Decreased) 2017 2016 Amount Percentage 1
year 2016 is shown in table 1 below. Table 1 provides an overview of performance. Unit : Million Baht For the three-months ended 30 June Transaction Increased (Decreased) 2018 2017 Amount Percentage 1
Forum 2018 หัวข้อ Maintaining Trust ณ ประเทศออสเตรเลีย, APEC Financial Regulators Training Initiative หัวข้อ Risk-based Supervision ณ ประเทศเวียดนาม, The 12th Regional Leadership Programme for Securities
Leadership Programme for Securities Regulators สิงคโปร์, APEC Financial Regulators Training Initiative หัวข้อ Enhancing Listing, Liquidity and Investor Participation in Emerging Market Stock Exchanges ณ ประเทศ
SEC Secretary-General Ruenvadee Suwanmongkol said “this is the first time in Thailand that a comparative study between Thai laws on the supervision of auditors and audit firms in Thai capital
provide the five-step wealth advisory service under the scope of their licensed business. Other interested business operators may submit an application for approval to SEC and SEC will consider their
Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of