selling agent of unit-linked life insurance policy shall be investor contact who performs duty of selling unit-linked life insurance policy approved by the Office Chapter 2 Renewal for Approval
insurance to be a selling agent of unit-linked life insurance policy shall be investor contact who performs duty of selling unit-linked life insurance policy approved by the Office Chapter 2 Renewal for
securities brokerage, securities dealing, investment advisory service, securities underwriting, mutual fund management or private fund management; “ agent ” means a person who is appointed by a securities
brokerage, securities dealing, investment advisory service, securities underwriting, mutual fund management or private fund management; “agent” means a person who is appointed by a securities company as its
Re: Approval for Investor Contacts and Standards of Conduct dated 3 December 2004; “Authorized officer” means any person who is registered by the Stock Exchange as agent of securities company to trade
the open-end fund cannot be reasonably distributed, disposed of, or transferred due to reasonable circumstances; or (b) there is an event that prevents the mutual fund from receiving payment for the
. Takenori Adachi None 2. Mr. Akira Nakamichi Directors who are related person None 3. Mr. Hirotaka Abo None 4. Mr. Takeshi Oshima Directors who are representative None 5. Mr. Yasumichi Tazunoki of major