of MTN Program…………………………………………………… Financial Adviser…………………………………………………………… Underwriter…………………………………………………………………… Representative of Debt Securities Holders………………………… Registrar and Paying Agent

e-service Online Submission See canceled document Derivatives Agent >> Branch Office   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory

……………………………………………… Size of MTN Program…………………………………………………… Financial Adviser………………………………………………………… Underwriter………………………………………………………………… Representative of Debt Securities Holders………………………… Warnings: “Prior to making an

Nakamichi 8. Mr.Tomohiko Kasai 3. Mr. Yasumichi Tazunoki 6. Mr. Hirotaka Abo Representative of major sahehlders Common Directors 9. Opinion the Board of Directors and Audit Committee It is reasonable in the

agent; (3) a mutual fund supervisor; (4) a private fund custodian; (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person

: Arbitral Process (No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund

(No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund supervisor; (4) a

on Appointment of Selling Agent to Increase Securities Distribution Channels ● Investor Education Program 31 GOAL 2 Promote and Develop Mechanism to Empower Investors ● Promotion of Good Corporate

Rules on Appointment of a Third Party as a Service Provider on Behalf of an Intermediary or as a Marketing Agent of a Derivatives Fund Manager

the overall operation of the fund and shall have the power to appoint a fund manager and shall be the representative of the fund in the businesses involving third parties. For such purpose, the fund