focus on preventing, deterring and suppressing inappropriate behaviors and misconduct as well as effective enforcement in all cases, at a media briefing on 6 February 2024, at the SEC Building.More
> Additional rules for property sector funds Regulations SHARE https://www.sec.or.th/EN/Pages/LawandRegulations/SectorFund.aspx English (United States) SectorFund . Save and Close × Home > Laws
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Trust Digital Asset Business Operators Secondary Market and Related Entities Enforcement Class https://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/CLASSACTION.aspx English (United States) Market Misconduct
Investment & Trust Public company Limited (BFIT) at a higher price than the market price at the time.The aforesaid nonpublic information was material to the change of BSEC share price because BFIT was the
false or intended to mislead other persons about the financial condition or the share price of MLINK, now renamed as Ferrum Public Company Limited (FER). Following a referral from the Stock Exchange of
The revocation followed Apple Wealth Securities’ inspection report regarding three clients’ complaints against Nutnicha and the SEC’s further investigation, which revealed Nutnicha’s misconduct as
in case of complaints or issues on misconduct of directors or executives of listed companies under the Securities and Exchange Act B.E. 2535 (1992) to enhance flexibility of work process and
auditor qualifications in relation to experiences and introduction of new measures and sanctions relative to levels of misconduct ranging from minor to serious. In addition, the approval criteria for
misconduct related to the offences of the investment consultants. Following an inspection report of {X1}, which is licensed to undertake securities business in the category of limited brokerage, dealing and