. Reviewed by taking into account comments and recommendations of the business operators received from the previous public hearing, the draft rules include rectification period, restriction of business
market personnel for ease-of-use; for example, qualifications, approval process, and duties of the capital market personnel. The draft rules also include a wealth advisor as a new type of capital market
Bangkok, November 6, 2014 ? The SEC is seeking public comment on proposed revision of approval criteria for auditors in the capital market to be more practical. The proposed revisions include
Bangkok, May 10, 2011 ? The SEC is inviting the investing public to visit SEC Investment Mart at Money Expo 2011 which will run from May 12 to 15. SEC highlights include the latest investment trends
statements, certain information appeared in the interview was different from that disclosed in the registration statement (filing form). The differences include the information on gross profit indicated at 10
order was issued after the company?s auditor reported that the said consolidated financial statements did not include the interim financial statements of subsidiary Technor Co., Ltd., which was a case of
Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 . The amount of fines does not include daily fines starting from the day following the settlement date to the day the
Statement.” - Include the following statement in the case of an offer for sale with green shoe option “The issuer or the existing shareholders (as the case may be) shall grant the purchasing right to the
any shareholder of a company who holds more than ten percent of the total number of shares with voting rights of the company. The said shareholding shall include those shares held by his related persons
based on the fairness of shareholders? right protection; especially certain types of transactions, for example, the purchase or sale of assets in a large amount or high value, or related party